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Heat Treatment of microcrystalline quartz

Click on the photos to see an enlarged version

chonchoidal fracture Photo of conchoidal fracture in quartz from:
http://dn.redwoods.edu/coursenotes/renner/geo_images/rocks_minerals/minerals/conchoidal-fracture.jpg

Heat treatment of flint very often makes it much easier to work. Longer, thinner flakes can often be struck from the core, and the stone becomes more glassy, with a greasy look to the conchoidal surfaces left after a flake has been struck.



Text below is an excerpt from the paper:

Heat-Treating Experiments With Onondaga Chert:Preliminary Results

by Frank L. Cowan


which may be viewed at:
http://wings.buffalo.edu/anthropology/Lithics/Files/thermal.pdf

Various investigators have used scanning electron microscopy to compare the fracture surfaces of heated and unheated cherts (Draper and Flenniken 1984; Flenniken and White 1983; Johnson 1985; Olausson and Larson 1982; Purdy 1974; Purdy and Brooks 1971; Robins, et al 1978). In comparing fracture surfaces produced before and after heat-treatment, they find that heat-treated cherts fracture to form much smoother surfaces. In unheat-treated cherts, fracture fronts appear to pass between the quartz microcrystals, breaking the relatively weak bonds holding the crystals together. At the high magnification used in SEM, these surfaces appear topographically rough. In heat-treated cherts, however, the fracture appears to pass through many of the microcrystals, leaving a much smoother fracture surface. The smoother surface reflects light more evenly and produces an increased surface luster or "greasy" texture that is macroscopically visible and has served as an indication of thermal alteration to many investigators (Bordes 1969; Crabtree and Butler 1964; Rick 1978).

The physical/chemical changes that take place during heat-treatment are poorly understood. Purdy and Brooks (1971) have suggested that impurities (particularly iron compounds) within the microcrystalline quartz latticework may reach a eutectic melting point. They suggest that "minute amounts of impurities (or compounds of the elements making up the impurities) in the intercrystalline spaces of the chert are probably acting as fluxes (substances promoting fusion) to fuse a thin surface film on the cryptocrystals. This fusion occurs when the melting point (eutectic development) of the impurities is reached... Binding of the microcrystals results in a more homogeneous material with the ability to fracture like glass rather than like a rock aggregate" (Purdy and Brooks 1971). 3

Flenniken and Garrison (1975) have countered with the observation that the Purdy-Brooks hypothesis depends upon particular mineral impurities which are not universally present in chert or other materials which respond positively to heat-treatment. They suggested that interstitial moisture present in the crystalline structure would expand forcibly as a gas with heating, and water vapor would escape by micro-fracturing the crystalline latticework. Several observers have noted that heat-treating results in small but measurable weight loss probably due to the loss of water (Mandeville 1973; Purdy and Brooks 1971).

More recently, Schindler, et al. (1983) have offered another mechanism whereby heat-treatment reduces the tensile strength of Bald Mountain jasper, although they do not claim that it as a mechanism generalizable to a larger class of materials. In heat-treating the central Pennsylvanian jasper to approximately 275 degrees C., Schindler, et al. noted that the jasper undergoes a distinctive color change from yellow to deep red. Concurrent with the color shift, they observed that there is a 50% reduction in point-tensile strength. In determining that the color transformation was the result of a recrystallization of goethite to hematite, a denser material, they noted that the volume reduction of the iron compounds left small "channels" permeating the reddened stone. They reasoned that these small voids were the cause of the reduction in tensile strength, and hence the thermal alteration mechanism for Bald Mountain jasper.

The last hypothesis, aside from positing a unique mechanism for a unique material, suffers from a flawed research design. All of the jasper samples heat-treated and tested were very small (1 cm) cubes (Schindler, et al. 1983:528). It is typical for heat-treated jaspers to undergo a dramatic color change only near the heated surfaces; reddening seldom penetrates more than a few millimeters into the mass of the rock. Although unreddened, heat-treated jasper within larger stone masses is nonetheless thermally altered as clearly demonstrated by reduced fracture toughness and increased luster of fracture surfaces. The direct equation of color change with the alteration of fracture characteristics forced Schindler, et al. (1983:537) to advance ludicrous technological interpretations, such that large cores or bifaces would have to be heat-treated more than once during the reduction process.

In most cherts (and other varieties of microcrystalline quartz and some quartzites), successful heat-treatment usually involves raising the temperature of the stone to approximately 275 degrees C., and maintaining that temperature for a period of several hours (Flenniken and White 1983; Mandeville and Flenniken 1974). The critical temperature at which thermal alteration occurs and the length of time the material must remain at that temperature is apparently quite variable with differing kinds of materials. Flenniken and Garrison (1975) have found that Arkansas novaculites require very high temperature curves, with thermal alteration only successfully occurring with sustained temperatures of 450-500 degrees C. Purdy and Brooks (1971) reported that color changes consistently took place in Florida chert heated to between 240-260 degrees C. when iron was present in concentrations of at least 1,100 parts per million. Critical temperatures for effecting textural changes were 350-400 degrees C. Rick (1978:60) reported that Burlington chert underwent color changes (apparent iron oxidation) at approximately 230-290 degrees C., but that textural changes were not apparent at less than 290-370 degrees C. Personal experimentation has indicated that Burlington cherts may be successfully heat-treated at much lower temperatures. Sustained temperatures of 275 degrees C. appears to be sufficient, although higher temperatures will produce higher, more vitreous lusters. My experiences with heat-treatment suggest that generally more vitreous materials, and darker colored cherts and flints require less heat than lighter colored cherts, and, in fact, many high quality materials can not survive the high temperature curves suggested in some of the literature. This observation is concordant with the experiences of other knappers experimenting with heat-treatment (Crabtree and Butler 1964; Flenniken, personal communication, 1984; Rick 1978:61).

The upper temperature limit of successful heat-treating is definitely fixed at 573 degrees C. (at one atmosphere of pressure), the low quartz/high quartz inversion point (Hurlbut and Klein 1977:411-412). At 573 degrees C., at one atmosphere of pressure, quartz undergoes an instantaneous and reversible transformation of crystal structure. "This displacive transformation from low to high quartz involves only minor atomic adjustments without breaking of Si-O bonds. Upon cooling high quartz, through the inversion point at 573 [degrees]C, Dauphine twinning may be produced" (Hurlbut and Klein 1977:415). Although Hurlbut and Klein (1977:411) report that the inversion may be repeated "over and over again without physical disintegration of the crystal", this temperature does represent the apparent threshold beyond which microcrystalline quartz aggregates can not cross without disintegrative effects. Whether because of the reversible alteration of individual crystal symmetry or the morphological transformation to Dauphine twinned low quartz, the effect is that a rock unit of chert no longer has any structural integrity, and tends to become friable and sometimes chalky and will crumble rather than break conchoidally with any applied force. Several investigators have noted this decrepitation (Mandeville 1973; Mandeville and Flenniken 1974; Purdy 1974, 1975; Schindler, et al 1982), although apparently some have not been aware of the crystalligraphic basis for it.

The controlled nature of successful heat-treatment becomes apparent with the consideration of temperature change rates. Rapid heating results in explosive fractures as excess moisture trapped in voids, fissures, pockets, and in the interstices between microcrystals vaporizes. Differential expansion of the brittle material results in characteristic "potlid" fractures. Overly rapid cooling results in reticulated fractures or "crazing". Rapid cooling and uneven mass shrinkage causes distinctive "reticulated" fractures which occur abruptly across the thickness of a chert blank and often leave a rippling surface across the fracture oriented to the broader dimensions of stone (Purdy 1975).

Conceptually and observationally, the distinction between heat-treatment and fortuitous burning is essential. Poorly controlled heat-treatment attempts can produce all of the fractures discussed above. Nonetheless, the abundant burnt and pot-lidded chert debitage and artifacts recovered from most archaeological sites pertains to fortuitous spatial congruences of debitage and fires burning for other purposes, congruences which are not necessarily the result of synchronous activities or deposition. Post-depositional fires, whether humanly caused or the result of natural processes, may alter cherts, although the results are most likely to result in characteristc fractures of thermal shock, 'smoked' surfaces or structural deterioration to blue-black color and chalky textures. The distinctive textures of controlled thermal alteration for technological purposes occur on surfaces flaked after heat-treatment. This is not to say that heat-treating attempts will always be successful, as the following experiments with Onondaga chert will show. Nonetheless, once the appropriate heat-treating conditions and variables for particular materials are learned and understood, it would be likely that the frequency of unsuccessful heat-treating attempts would be low. If the heat-treatment of chert were a highly risky undertaking, with the likely loss of time, labor and scarce raw materials, it would be unlikely that it would be pursued as a maximizing strategy.


REFERENCES CITED
Akerman, Kim 1979 Heat and Lithic Technology in the Kimberleys, W. A. Archaeology and Physical Anthropology of Oceania 14:144-159.

Bordes, Francois 1969 Traitement thermique du silex au Solutreen. Comptes Rendus des seances mensuelles de la Societe Prehistorique Francaise 7:197.


Collins, Michael B. 1973 Observations on the Thermal Treatment of Chert in the Solutrean of Laugerie Haute, France. Proceedings of the Prehistoric Society 39:461-463.

Collins, Michael B. and J. M. Fenwick 1974 Heat Treating of Chert: Methods of Interpretation and their Application. Plains Anthropologist 19:134-145.

Crabtree, Don E. and B. Robert Butler 1964 Notes on Experiment in Flint Knapping: 1 Heat Treatment of Silica Materials. Tebiwa 7:1-6.

Draper, J. A. and J. J. Flenniken 1984 The Use of the Electron Microscope for the Detection of Heat Treated Lithic Artifacts. Northwest Anthropological Research Notes 18:117-123.

Flenniken, J. Jeffrey and E. G. Garrison 1975 Thermally Altered Novaculite and Stone Tool Manufacturing Techniques. Journal of Field Archaeology 2:125-131.

Flenniken, J. Jeffrey and J. Peter White 1983 Heat Treatment of Siliceous Rocks and its Implication for Australian Prehistory. Australian Aboriginal Studies 1983(1):43-48.

Goodyear, Albert C. 1979 An Hypothesis for the Use of Cryptocrystalline Raw Material Among Paleo-Indian Groups of North America. Research Manuscript Series 156. Institute of Archeology and Anthropology, University of South Carolina.

Hatch, James W. and Patricia E. Miller 1985 Procurement, Tool Production, and Sourcing Research at the Vera Cruz Jasper Quarry in Pennsylvania. Journal of Field Archaeology 12:219-230.

Hester, Thomas R. 1972 Ethnographic Evidence for the Thermal Alteration on Siliceous Stone. Tebiwa 12:63-65. Holmes, William Henry 1919 The Lithic Industries. Handbook of Aboriginal Antiquities. Bureau of American Ethnology, Bulletin 60, Part 1.

Hurlbut, Cornelius S., Jr. and Cornelis Klein 1977 Manual of Minerology (after James D. Dana), 19th Edition. John Wiley and Sons, New York. 9

Johnson, G. Michael 1985 The Use of the Scanning Electron Microscope in Studying the Heat Treatment of Prehistoric Lithic Artifacts from the North Florida Weeden Island Period McKeithen Site. Scanning Electron Microscopy 1985, Part II:651-658.

Lavin, Lucianne 1983 Heat-Treatment and its Effects on Chert Color: The Results of Thermal Experimentation on Some Hudson and Delaware Valley Chert Types. The Bulletin and Journal of Archaeology for New York State 87:1-12.

Mandeville, Margaret D. 1973 A Consideration of the Thermal Pretreatment of Chert. Plains Anthropologist 18:177-202.

Mandeville, Margaret D. and J. Jeffrey Flenniken 1974 A Comparison of the Flaking Qualities of Nehawka Chert Before and After Thermal Pretreatment. Plains Anthropologist 19:146-148.

Olausson, Deborah Seitzer and Lars Larsson 1982 Testing for the Presence of Thermal Pretreatment of Flint in the Mesolithic and Neolithic of Sweden. Journal of Archaeological Science 9:275-285.

Pavlish, L. A. and P. J. Sheppard 1983 Thermoluminescent Determination of Paleoindian Heat Treatment in Ontario, Canada. American Antiquity 48:793-799.

Pond, Alonzo W. 1930 Primitive Methods of Working Stone, Based on the Experiments of Halvor L. Skavlem. Logan Museum Bulletin 2(1). Beloit College, Beloit, Wisconsin.

Price, T. Douglas, S. Chappell and D. J. Ives 1982 Thermal Alteration in Mesolithic Assemblages. Proceedings of the Prehistoric Society 48:467-485.

Purdy, Barbara A. 1975 Fractures for the Archaeologist. In Lithic Technology: Making and Using Stone Tools, edited by Earle Swanson, pp. 133-141. Mouton, The Hague.

Purdy, Barbara A. 1974 Investigations Concerning the Thermal Alteration of Silica Minerals: An Archaeological Approach. Tebiwa 17:37-66.

Purdy, Barbara A. and H. K. Brooks 1971 Thermal Alteration of Silica Minerals: An Archaeological Approach. Science 173:322-325.

Rick, John W. 1978 Heat-Altered Cherts of the Lower Illinois Valley. Research Records 2, Northwestern University Archaeological Program, Evanston, Illinois.

Robins, G. V., N. J. Seeley, D. A. C. McNeil, and M. R. C. Symons 1978 Identification of Ancient Heat Treatment in Flint Artefacts by ESR Spectroscopy. Nature 276:703-704.

Schindler, D.L., J. W. Hatch, C. A. Hay and R. C. Bradt 1982 Aboriginal Thermal Alteration of a Central Pennsylvania Jasper: Analytical and Behavioural Implications. American Antiquity 47:526-544.

Shippee, J. M. 1963 Was Flint Annealed Before Flaking? Plains Anthropologist 8:271-272.

Struever, Stuart 1973 Chert Utilization in Lower Illinois Valley Prehistory. In Variation in Anthropology: Essays in Honor of John C. McGregor, edited by Donald W. Lathrap and Jody Douglas, pp. 61-73. Illinois Archaeological Survey.







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